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Introduction to Investment Advisors Law & Compliance Law LAW 918

Course Number: LAW 918

Course Credits: 2

This class will examine the Investment Advisers Act of 1940, registered investment advisors, basic private fund structures, fundamental legal/compliance issues related to registered investment advisors and guidance about market practices in addressing compliance issues. It will also involve practical advice about how to handle attorneys who practice in these areas. 

Prerequisite: Corporations & Partnerships